Form Type:  EFFECT
Filing Date:  2/24/2020 
CIK:  0001029730 
Address:  4400 BISCAYNE BLVD.
City, State, Zip:  MIAMI, Florida 33137 
Telephone:  305-572-4100 
Fiscal Year:  12/31 
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Description of Business
This business description should be read in conjunction with our audited consolidated financial statements and accompanying notes thereto appearing elsewhere in this annual report, which are incorporated herein by this reference. Recent Developments On November 11, 2019, we entered into an Agreement and Plan of Merger (the "Merger Agreement") by and among us, Advisor Group Holdings, Inc., a Delaware corporation ("Advisor Group"), and Harvest Merger Sub, Inc., a Florida corporation and a wholly owned subsidiary of Advisor Group ("Merger Sub"), pursuant to which Merger Sub would be merged with and into us (the "Merger"). On January 30, 2020, our shareholders voted to approve the Merger. On February 14, 2020, we announced the successful completion of the Merger, and the NYSE American filed Form 25 to delist our shares of common stock.
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