| Form Type | Company Name | Received |
|
424B3
| TONIX PHARMACEUTICALS HOLDING CORP. |
1/7/2013
|
|
N-PX
| HARBOR FUNDS |
8/30/2012
|
|
424B7
| BGC PARTNERS, INC. |
8/6/2012
|
|
424B3
| TONIX PHARMACEUTICALS HOLDING CORP. |
6/7/2012
|
|
S-1/A
| TONIX PHARMACEUTICALS HOLDING CORP. |
6/4/2012
|
|
424B3
| IMMUNOCELLULAR THERAPEUTICS, LTD. |
5/14/2012
|
|
POS AM
| IMMUNOCELLULAR THERAPEUTICS, LTD. |
4/26/2012
|
|
S-1
| TONIX PHARMACEUTICALS HOLDING CORP. |
4/26/2012
|
|
4
| KINDRED HEALTHCARE, INC |
3/27/2012
|
|
424B7
| BGC PARTNERS, INC. |
2/22/2012
|
|
N-PX
| HARBOR FUNDS |
8/30/2011
|
|
N-PX
| HIGHMARK FUNDS /MA/ |
8/26/2011
|
|
N-PX
| HARTFORD HLS SERIES FUND II INC |
8/26/2011
|
|
N-PX
| FEDERATED INDEX TRUST |
8/25/2011
|
|
N-PX
| PRUDENTIAL INVESTMENT PORTFOLIOS 5 |
8/22/2011
|
|
424B3
| IMMUNOCELLULAR THERAPEUTICS, LTD. |
4/27/2011
|
|
S-1
| IMMUNOCELLULAR THERAPEUTICS, LTD. |
4/5/2011
|
|
S-1/A
| INTERNAL FIXATION SYSTEMS, INC. |
3/31/2011
|
|
4
| KINDRED HEALTHCARE, INC |
2/18/2011
|
|
424B3
| SOCKET MOBILE, INC. |
1/13/2011
|
|