Company:  OPPENHEIMER HOLDINGS INC (OPY)
Form Type:  10-K
Filing Date:  3/6/2013 
CIK:  0000791963 
Address:  85 BROAD STREET
22ND FLOOR
 
City, State, Zip:  NEW YORK, New York 10004 
Telephone:  (212) 825-4331 
Fiscal Year:  12/31 
Last Trade
Last Trade: 
$26.85  
Change: 
-0.13 (-0.48%)  
Trade Time: 
Apr 24  
Market Cap: 
$362.53M
Description of Business
Oppenheimer Holdings Inc., through its Operating Subsidiaries, is a leading middle-market investment bank and full service broker-dealer. With roots tracing back to 1881, the Company is engaged in a broad range of activities in the securities industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), research, market-making, trust services and investment advisory and asset management services. The Company owns, directly or through subsidiaries, Oppenheimer & Co. Inc. (�Oppenheimer�), a New York-based securities broker-dealer, Oppenheimer Asset Management Inc. (�OAM�), a New York-based investment advisor, Freedom Investments, Inc. (�Freedom�), a discount securities broker-dealer based in New Jersey with a representative office located in Beijing, China, Oppenheimer Trust Company (�Oppenheimer Trust�), a Delaware limited purpose bank, OPY Credit Corp.
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  FORM 10-K
    PART I
      Item 1. BUSINESS
      Item 1A. RISK FACTORS
      Item 1B. UNRESOLVED STAFF COMMENTS
      Item 2. PROPERTIES
      Item 3. LEGAL PROCEEDINGS
      Item 4. MINE SAFETY DISCLOSURES
    PART II
      Item 5. MARKET FOR THE REGISTRANT'S COMMON EQUITY, RELATED ...
      Item 6. SELECTED FINANCIAL DATA
      Item 7. MANAGEMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL ...
        Results of Operations
        Liquidity and Capital Resources
      Item 7A. QUANTITATIVE AND QUALITATIVE DISCLOSURES ABOUT ...
      Item 8. FINANCIAL STATEMENTS AND SUPPLEMENTARY DATA
        REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
        BALANCE SHEET
        BALANCE SHEET
        INCOME STATEMENT
        STOCKHOLDERS EQUITY
        CASH FLOW
        Notes to Consolidated Financial Statements
      Item 9. CHANGES IN AND DISAGREEMENTS WITH ACCOUNTANTS ON ...
      Item 9A. CONTROLS AND PROCEDURES
    Section 303A.12(a) CEO Certification
    Sarbanes-Oxley Act Section 302 CEO and CFO Certifications
    PART II
      Item 9B. OTHER INFORMATION
    PART III
      Item 10. DIRECTORS, EXECUTIVE OFFICERS AND CORPORATE GOVERNANCE
      Item 11. EXECUTIVE COMPENSATION
      Item 12. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND ...
      Item 13. CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS, AND ...
      Item 14. PRINCIPAL ACCOUNTANT FEES AND SERVICES
    PART IV
      Item 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES
    SIGNATURES
    EXHIBIT INDEX
  EXHIBIT 10.30
  EXHIBIT 10.31
  EXHIBIT 10.32
  EXHIBIT 10.33
  EXHIBIT 12
    RATIO COMPUTATION
  EXHIBIT 23
    CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
  EXHIBIT 31.1
    CERTIFICATION
  EXHIBIT 31.2
    CERTIFICATION
  EXHIBIT 32.1
    CERTIFICATION PURSUANT TO
  EXHIBIT 32.2
    CERTIFICATION PURSUANT TO
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