We are a diversified financial services holding company focused on delivering a
broad range of investment banking, commercial banking and related financial
services to corporate, individual and institutional investors, broker/dealers,
governmental entities and financial intermediaries. We are the largest
full-service brokerage firm headquartered in the Southwestern United States
(based on the number of financial advisors).
For purposes of this report, unless the context otherwise indicates, references
to �we,� �us,� �our,� �SWS� and the �company� mean SWS Group, Inc. collectively
with all of our subsidiaries, and references to "SWS Group" mean solely SWS
Group, Inc. as a single entity.
SWS Group is a Delaware corporation that was incorporated in 1972, and that has
its common stock listed on the New York Stock Exchange (�NYSE�). Our principal
executive offices are located at 1201 Elm Street, Suite 3500, Dallas, Texas