Company:  HERCULES TECHNOLOGY GROWT ... (HTGC)
Form Type:  10-Q
Filing Date:  11/1/2012 
CIK:  0001280784 
Address:  400 HAMILTON AVE
SUITE 310
 
City, State, Zip:  PALO ALTO, California 94301 
Telephone:  650-289-3060 
Fiscal Year:  12/31 
Last Trade
Last Trade: 
$14.13  
Change: 
0.00 (0.00%)  
Trade Time: 
04:04 PM EST  
Market Cap: 
$873.63M
Description of Business
We are a specialty finance company focused on providing senior secured loans to venture capital-backed companies in technology-related markets, including technology, biotechnology, life science, and energy and renewables technology industries at all stages of development. We source our investments through our principal office located in Palo Alto, CA, as well as through our additional offices in Boston, MA, New York, NY, Boulder, CO and McLean, VA. Our goal is to be the leading structured debt financing provider of choice for venture capital-backed companies in technology-related markets requiring sophisticated and customized financing solutions. Our strategy is to evaluate and invest in a broad range of technology-related markets including technology, biotechnology, life science, and energy and renewables technology industries and to offer a full suite of growth capital products.
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  FORM 10-Q
    PART I: FINANCIAL INFORMATION
      ITEM 1. CONSOLIDATED FINANCIAL STATEMENTS
        INCOME STATEMENT
        CASH FLOW
        NOTES TO CONSOLIDATED FINANCIAL STATEMENTS
        BENEFICIAL OWNERS
      ITEM 2. MANAGEMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL ...
        BENEFICIAL OWNERS
      ITEM 3. QUANTITATIVE AND QUALITATIVE DISCLOSURES ABOUT ...
      ITEM 4. CONTROLS AND PROCEDURES
    PART II: OTHER INFORMATION
      ITEM 1. LEGAL PROCEEDINGS
      ITEM 1A. RISK FACTORS
      ITEM 2. UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF ...
      ITEM 3. DEFAULTS UPON SENIOR SECURITIES
      ITEM 4. MINE SAFETY DISCLOSURES
      ITEM 5. OTHER INFORMATION
      ITEM 6. EXHIBITS
    SIGNATURES
    EXHIBIT INDEX
  EXHIBIT 31.1
    CERTIFICATION PURSUANT TO
  EXHIBIT 31.2
    CERTIFICATION PURSUANT TO
  EXHIBIT 32.1
  EXHIBIT 32.2
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