Company:  SWS GROUP INC (SWS)
Form Type:  10-K
Filing Date:  9/7/2012 
CIK:  0000878520 
Address:  SUITE 3500
1201 ELM STREET
 
City, State, Zip:  DALLAS, Texas 75270 
Telephone:  (214) 651-1800 
Fiscal Year:  06/30 
Last Trade
Last Trade: 
$7.72  
Change: 
0.07 (0.92%)  
Trade Time: 
04:04 PM EST  
Market Cap: 
$255.28M
Description of Business
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  FORM 10-K
    PART I
      ITEM 1. BUSINESS
        NAME AND TITLE
      ITEM 1A. RISK FACTORS
      ITEM 1B. UNRESOLVED STAFF COMMENTS
      ITEM 2. PROPERTIES
      ITEM 3. LEGAL PROCEEDINGS
      ITEM 4. MINE SAFETY DISCLOSURES
    PART II
      ITEM 5. MARKET FOR REGISTRANT'S COMMON EQUITY, RELATED ...
      ITEM 6. SELECTED FINANCIAL DATA
      ITEM 7. MANAGEMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL
        RESULTS OF OPERATIONS
        LIQUIDITY AND CAPITAL RESOURCES
        Market Risk
      ITEM 8. FINANCIAL STATEMENTS AND SUPPLEMENTARY DATA
      ITEM 9. CHANGES IN AND DISAGREEMENTS WITH ACCOUNTANTS
      ITEM 9A. CONTROLS AND PROCEDURES
      ITEM 9B. OTHER INFORMATION
    PART III
      ITEM 10. DIRECTORS, EXECUTIVE OFFICERS AND CORPORATE GOVERNANCE
      ITEM 11. EXECUTIVE COMPENSATION
      ITEM 12. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND ...
      ITEM 13. CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS, AND ...
      ITEM 14. PRINCIPAL ACCOUNTANT FEES AND SERVICES
    PART IV
      ITEM 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES
    S-1 Schedule I - Condensed Financial Information of ...
    SIGNATURES
    BALANCE SHEET
    STOCKHOLDERS EQUITY
    CASH FLOW
    REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
    REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
  EXHIBIT 21.1
    SUBSIDIARIES
  EXHIBIT 23.1
  EXHIBIT 31.1
    CHIEF EXECUTIVE OFFICER CERTIFICATION
  EXHIBIT 31.2
    CHIEF FINANCIAL OFFICER CERTIFICATION
  EXHIBIT 32.1
    CERTIFICATION FURNISHED PURSUANT TO 18 U.S.C. SECTION 1350,
  EXHIBIT 32.2
    CERTIFICATION FURNISHED PURSUANT TO 18 U.S.C. SECTION 1350,
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