Company:  OPPENHEIMER HOLDINGS INC (OPY)
Form Type:  10-Q
Filing Date:  8/9/2012 
CIK:  0000791963 
Address:  85 BROAD STREET
22ND FLOOR
 
City, State, Zip:  NEW YORK, New York 10004 
Telephone:  (212) 825-4331 
Fiscal Year:  12/31 
Last Trade
Last Trade: 
$26.85  
Change: 
-0.13 (-0.48%)  
Trade Time: 
04:03 PM EST  
Market Cap: 
$362.53M
Description of Business
Oppenheimer Holdings Inc., through its Operating Subsidiaries, is a leading middle-market investment bank and full service broker-dealer. With roots tracing back to 1881, the Company is engaged in a broad range of activities in the securities industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), research, market-making, trust services and investment advisory and asset management services. The Company owns, directly or through subsidiaries, Oppenheimer & Co. Inc. (�Oppenheimer�), a New York-based securities broker-dealer, Oppenheimer Asset Management Inc. (�OAM�), a New York-based investment advisor, Freedom Investments, Inc. (�Freedom�), a discount securities broker-dealer based in New Jersey with a representative office located in Beijing, China, Oppenheimer Trust Company (�Oppenheimer Trust�), a Delaware limited purpose bank, OPY Credit Corp.
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  FORM 10-Q
    PART I FINANCIAL INFORMATION
      Item. 1 Financial Statements (unaudited)
        BALANCE SHEET
        BALANCE SHEET
        INCOME STATEMENT
        CASH FLOW
        Notes to Condensed Consolidated Financial Statements
          BALANCE SHEET
          BALANCE SHEET
      Item 2. Management's Discussion and Analysis of Financial ...
      ITEM 3. Quantitative and Qualitative Disclosures About ...
      ITEM 4. Controls and Procedures
    PART II
      ITEM 1. Legal Proceedings
      ITEM 1A. Risk Factors
      ITEM 6. Exhibits
    SIGNATURES
  EXHIBIT 31.1
    CERTIFICATION EXHIBIT 31.1
  EXHIBIT 31.2
    CERTIFICATION EXHIBIT 31.2
  EXHIBIT 32
    CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350
BROKERAGE PARTNERS