Company:  INSTITUTIONAL FINANCIAL M ... (IFMI)
Form Type:  10-Q
Filing Date:  8/9/2012 
CIK:  0001270436 
Address:  CIRA CENTRE, 2929 ARCH STREET
17TH FLOOR
 
City, State, Zip:  PHILADELPHIA, Pennsylvania 19104-2870 
Telephone:  215-701-9555 
Fiscal Year:  12/31 
Last Trade
Last Trade: 
$1.91  
Change: 
-0.03 (-1.55%)  
Trade Time: 
03:59 PM EST  
Market Cap: 
$28.88M
Description of Business
We are a financial services company specializing in credit-related fixed income investments. We were founded in 1999 as an investment firm focused on small-cap banking institutions, but have grown to provide an expanding range of capital markets, investment banking, and asset management solutions to institutional investors, corporations, and other small broker-dealers. Our business segments are Capital Markets, Asset Management, and Principal Investing. Our Capital Markets business segment consists of credit-related fixed income sales, trading, and financing as well as new issue placements in corporate and securitized products and advisory services, operating primarily through our subsidiaries, JVB in the United States and CCFL in Europe. In October 2013, we began the process of consolidating our two domestic broker-dealer subsidiaries, CCPR and JVB, into a single broker-dealer subsidiary.
Register for EDGAR Pro and access this filing in:     
  FORM 10-Q
    PART I. FINANCIAL INFORMATION
      ITEM 1. FINANCIAL STATEMENTS.
        BALANCE SHEET
        INCOME STATEMENT
        STOCKHOLDERS EQUITY
        CASH FLOW
        Notes to Consolidated Financial Statements
          BALANCE SHEET
          INCOME STATEMENT
          INCOME STATEMENT
      ITEM 2. MANAGEMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL ...
      FINANCIAL STATEMENTS
        INCOME STATEMENT
        INCOME STATEMENT
        INCOME STATEMENT
        INCOME STATEMENT
        INCOME STATEMENT
        INCOME STATEMENT
        CASH FLOW
      ITEM 3. QUANTITATIVE AND QUALITATIVE DISCLOSURES ABOUT ...
      ITEM 4. CONTROLS AND PROCEDURES
    PART II. OTHER INFORMATION
      Item 1. Legal Proceedings
      Item 1A. Risk Factors
      Item 2. Unregistered Sales of Equity Securities and Use of ...
      Item 6. Exhibits
    SIGNATURES
  EXHIBIT 31.1
    SECTION 302 CEO CERTIFICATION
  EXHIBIT 31.2
    SECTION 302 CFO CERTIFICATION
  EXHIBIT 32.1
    CERTIFICATION PURSUANT TO
  EXHIBIT 32.2
    CERTIFICATION PURSUANT TO
BROKERAGE PARTNERS