Company:  HERCULES TECHNOLOGY GROWT ... (HTGC)
Form Type:  10-K
Filing Date:  3/9/2012 
CIK:  0001280784 
Address:  400 HAMILTON AVE
SUITE 310
 
City, State, Zip:  PALO ALTO, California 94301 
Telephone:  650-289-3060 
Fiscal Year:  12/31 
Last Trade
Last Trade: 
$14.13  
Change: 
0.00 (0.00%)  
Trade Time: 
04:04 PM EST  
Market Cap: 
$873.63M
Description of Business
We are a specialty finance company focused on providing senior secured loans to venture capital-backed companies in technology-related markets, including technology, biotechnology, life science, and energy and renewables technology industries at all stages of development. We source our investments through our principal office located in Palo Alto, CA, as well as through our additional offices in Boston, MA, New York, NY, Boulder, CO and McLean, VA. Our goal is to be the leading structured debt financing provider of choice for venture capital-backed companies in technology-related markets requiring sophisticated and customized financing solutions. Our strategy is to evaluate and invest in a broad range of technology-related markets including technology, biotechnology, life science, and energy and renewables technology industries and to offer a full suite of growth capital products.
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  FORM 10-K
    PART I
      Item 1. Business
      Item 1A. Risk Factors
      Item 1B. Unresolved Staff Comments
      Item 2. Properties
      Item 3. Legal Proceedings
      Item 4. Mine Safety Disclosures
    PART II
      Item 5. Market for Registrant's Common Equity, Related ...
      Item 6. Selected Financial Data
      Item 7. Management's Discussion and Analysis of Financial ...
        BENEFICIAL OWNERS
        Results of Operations
        Financial Condition, Liquidity and Capital Resources
      Item 7A. Quantitative and Qualitative Disclosure About ...
      Item 8. Financial Statements and Supplementary Data
        INCOME STATEMENT
        Report of Independent Registered Public Accounting Firm
        REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
        INCOME STATEMENT
        NOTES TO CONSOLIDATED FINANCIAL STATEMENTS
        BENEFICIAL OWNERS
        BALANCE SHEET
      Item 9. Changes in and Disagreements with Accountants on ...
      Item 9a. Controls and Procedures
      Attestation Report of the Independent Registered Public ...
      Item 9B. Other Information
    PART III
      Item 10. Directors, Executive Officers and Corporate Governance
      Item 11. Executive Compensation
      Item 12. Security Ownership of Certain Beneficial Owners and ...
      Item 13. Certain Relationships and Related Transactions and ...
      Item 14. Principal Accountant Fees and Services
    PART IV
      Item 15. Exhibits and Financial Statement Schedules
    CASH FLOW
    SIGNATURES
    EXHIBIT INDEX
  EXHIBIT 21.2
  EXHIBIT 23.1
    CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
  EXHIBIT 23.2
    CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
  EXHIBIT 31.A
    CERTIFICATION PURSUANT TO
  EXHIBIT 31.B
    CERTIFICATION PURSUANT TO
  EXHIBIT 32.A
    CERTIFICATION PURSUANT TO
  EXHIBIT 32.B
    CERTIFICATION PURSUANT TO
  EXHIBIT 99
BROKERAGE PARTNERS