Company:  INSTITUTIONAL FINANCIAL M ... (IFMI)
Form Type:  10-K
Filing Date:  3/9/2012 
CIK:  0001270436 
Address:  CIRA CENTRE, 2929 ARCH STREET
17TH FLOOR
 
City, State, Zip:  PHILADELPHIA, Pennsylvania 19104-2870 
Telephone:  215-701-9555 
Fiscal Year:  12/31 
Last Trade
Last Trade: 
$1.91  
Change: 
-0.03 (-1.55%)  
Trade Time: 
03:59 PM EST  
Market Cap: 
$28.88M
Description of Business
We are a financial services company specializing in credit-related fixed income investments. We were founded in 1999 as an investment firm focused on small-cap banking institutions, but have grown to provide an expanding range of capital markets, investment banking, and asset management solutions to institutional investors, corporations, and other small broker-dealers. Our business segments are Capital Markets, Asset Management, and Principal Investing. Our Capital Markets business segment consists of credit-related fixed income sales, trading, and financing as well as new issue placements in corporate and securitized products and advisory services, operating primarily through our subsidiaries, JVB in the United States and CCFL in Europe. In October 2013, we began the process of consolidating our two domestic broker-dealer subsidiaries, CCPR and JVB, into a single broker-dealer subsidiary.
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  FORM 10-K
    PART I
      ITEM 1. BUSINESS.
      ITEM 1A. RISK FACTORS.
      ITEM 1B. UNRESOLVED STAFF COMMENTS.
      ITEM 2. PROPERTIES.
      ITEM 3. LEGAL PROCEEDINGS.
      ITEM 4. MINE SAFETY DISCLOSURES.
    PART II
      ITEM 5. MARKET FOR REGISTRANT'S COMMON EQUITY, RELATED ...
      ITEM 6. SELECTED FINANCIAL DATA.
      ITEM 7. MANAGEMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL ...
        Consolidated Results of Operations
          INCOME STATEMENT
          INCOME STATEMENT
          INCOME STATEMENT
          INCOME STATEMENT
        Liquidity and Capital Resources
          CASH FLOW
      ITEM 7A. QUANTITATIVE AND QUALITATIVE DISCLOSURES ABOUT ...
      ITEM 8. FINANCIAL STATEMENTS AND SUPPLEMENTARY DATA.
      ITEM 9. CHANGES IN AND DISAGREEMENTS WITH ACCOUNTANTS ON ...
      ITEM 9A. CONTROLS AND PROCEDURES.
      ITEM 9B. OTHER INFORMATION.
    PART III
      Item 10. Directors, Executive Officers and Corporate Governance.
      Item 11. Executive Compensation.
      Item 12. Security Ownership of Certain Beneficial Owners and ...
      Item 13. Certain Relationships and Related Transactions, and ...
      Item 14. Principal Accounting Fees and Services.
    PART IV
      ITEM 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES.
    SIGNATURES
    Report of Independent Registered Public Accounting Firm
    BALANCE SHEET
    INCOME STATEMENT
    STOCKHOLDERS EQUITY
    STOCKHOLDERS EQUITY
    CASH FLOW
    Notes to Consolidated Financial Statements
      INCOME STATEMENT
      BALANCE SHEET
      BALANCE SHEET
      INCOME STATEMENT
      INCOME STATEMENT
      INCOME STATEMENT
      INCOME STATEMENT
      INCOME STATEMENT
      BALANCE SHEET
      INCOME STATEMENT
      CASH FLOW
  EXHIBIT 21.1
    SUBSIDIARIES
  EXHIBIT 23.1
    CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
  EXHIBIT 31.1
    CERTIFICATION
  EXHIBIT 31.2
    CERTIFICATION
  EXHIBIT 32.1
    CERTIFICATION PURSUANT TO
  EXHIBIT 32.2
    CERTIFICATION PURSUANT TO
BROKERAGE PARTNERS