Company:  CAPITAL SOUTHWEST CORP (CSWC)
Form Type:  10-Q
Filing Date:  8/5/2013 
CIK:  0000017313 
Address:  12900 PRESTON RD STE 700 
City, State, Zip:  DALLAS, Texas 75230 
Telephone:  (972) 233-8242 
Fiscal Year:  03/31 
Last Trade
Last Trade: 
$35.83  
Change: 
0.13 (0.36%)  
Trade Time: 
Apr 24  
Market Cap: 
$547.70M
Description of Business
Capital Southwest Corporation ("CSW") was organized as a Texas corporation on April 19, 1961. Until September 1969, we operated as a licensee under the Small Business Investment Act of 1958. At that time, CSW transferred to our wholly-owned subsidiary, Capital Southwest Venture Corporation ("CSVC"), certain assets and our license as a small business investment company ("SBIC"). CSVC is a closed-end, non-diversified investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"). Prior to March 30, 1988, CSW was registered as a closed-end, non-diversified investment company under the 1940 Act. On that date, we elected to become a business development company ("BDC") subject to the provisions of the 1940 Act, as amended by the Small Business Incentive Act of 1980. Because CSW wholly owns CSVC, the portfolios of CSW and CSVC are referred to collectively as "our," "we" and "us.
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  FORM 10-Q
    PART I FINANCIAL INFORMATION ...
      Item 1. Consolidated Financial Statements
        INCOME STATEMENT
        CASH FLOW
        Notes to Consolidated Financial Statements
      Item 2. - Management's Discussion and Analysis of Financial ...
      Item 3. Quantitative and Qualitative Disclosures about ...
      Item 4. Controls and Procedures
    PART II. - OTHER INFORMATION
      Item 1. Legal Proceedings
      Item 1A. Risk Factors
      Item 6. Exhibits
    SIGNATURES
  EXHIBIT 31.1
    CERTIFICATIONS
  EXHIBIT 31.2
    CERTIFICATIONS
  EXHIBIT 32.1
  EXHIBIT 32.2
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