Company:  RAYMOND JAMES FINANCIAL I ... (RJF)
Form Type:  10-Q
Filing Date:  5/10/2011 
CIK:  0000720005 
Address:  880 CARILLON PKWY
P O BOX 12749
 
City, State, Zip:  ST PETERSBURG, Florida 33716 
Telephone:  727-567-1000 
Fiscal Year:  09/30 
Last Trade
Last Trade: 
$50.12  
Change: 
-0.40 (-0.79%)  
Trade Time: 
04:02 PM EST  
Market Cap: 
$7.05B
Description of Business
Raymond James Financial, Inc. (�RJF�), the parent company of a business established in 1962 and a public company since 1983, is a financial holding company headquartered in St. Petersburg, Florida whose subsidiaries are engaged in various financial services businesses predominantly in the United States of America (�U.S.�) and Canada. At September 30, 2013, its principal subsidiaries include Raymond James & Associates, Inc. (�RJ&A�), Raymond James Financial Services, Inc. (�RJFS�), Raymond James Financial Services Advisors, Inc. (�RJFSA�), Raymond James Ltd. (�RJ Ltd.�), Eagle Asset Management, Inc. (�Eagle�), and Raymond James Bank, N.A. (�RJ Bank�). All of these subsidiaries are wholly owned by RJF. RJF and its subsidiaries are hereinafter collectively referred to as �our,� �we� or �us.� As a financial holding company, RJF is subject to the oversight and periodic examination of the Board of Governors of the Federal Reserve System (the �Fed�).
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  FORM 10-Q
    PART I FINANCIAL INFORMATION
      Item 1. FINANCIAL STATEMENTS
        BALANCE SHEET
        INCOME STATEMENT
        STOCKHOLDERS EQUITY
        CASH FLOW
        NOTES TO CONDENSED CONSOLIDATED FINANCIAL STATEMENTS (Unaudited)
          INCOME STATEMENT
          NOTE 19 - SUBSEQUENT EVENTS
      Item 2. MANAGEMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL ...
      Item 3. QUANTITATIVE AND QUALITATIVE DISCLOSURE ABOUT MARKET ...
      Item 4. CONTROLS AND PROCEDURES
    PART II OTHER INFORMATION
      Item 1. LEGAL PROCEEDINGS
      Item 1A. RISK FACTORS
      Item 2. UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF ...
      Item 3. DEFAULTS UPON SENIOR SECURITIES
      Item 5. OTHER INFORMATION
      Item 6. EXHIBITS
    SIGNATURES
    CERTIFICATIONS
    CERTIFICATIONS
    CERTIFICATION BY CHIEF EXECUTIVE OFFICER AND CHIEF
  EXHIBIT 31.1
    CERTIFICATIONS
  EXHIBIT 31.2
    CERTIFICATIONS
  EXHIBIT 32
    CERTIFICATION BY CHIEF EXECUTIVE OFFICER AND CHIEF
BROKERAGE PARTNERS