Company:  LEGG MASON, INC. (LM)
Form Type:  10-Q
Filing Date:  11/6/2013 
CIK:  0000704051 
Address:  100 INTERNATIONAL DRIVE 
City, State, Zip:  BALTIMORE, Maryland 21202 
Telephone:  410-539-0000 
Fiscal Year:  03/31 
Last Trade
Last Trade: 
$46.66  
Change: 
-0.05 (-0.11%)  
Trade Time: 
Apr 24  
Market Cap: 
$5.56B
Description of Business
Legg Mason is a global asset management company. Acting through our subsidiaries, we provide investment management and related services to institutional and individual clients, company-sponsored mutual funds and other pooled investment vehicles. We offer these products and services directly and through various financial intermediaries. We provide our asset management services through a number of asset managers, each of which generally markets its products and services under its own brand name and, in many cases, distributes retail products and services through a centralized retail distribution network. Legg Mason, Inc. was incorporated in Maryland in 1981 to serve as a holding company for its various subsidiaries. The predecessor companies to Legg Mason trace back to Legg & Co., a Maryland-based broker-dealer formed in 1899. Our subsequent growth occurred primarily through internal expansion and the acquisition of asset management and broker-dealer firms.
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  FORM 10-Q
    PART I. FINANCIAL INFORMATION
      Item 1. Financial Statements
        BALANCE SHEET
        INCOME STATEMENT
        STOCKHOLDERS EQUITY
        CASH FLOW
        CASH FLOW
        NOTES TO CONSOLIDATED FINANCIAL STATEMENTS
          INCOME STATEMENT
          STOCKHOLDERS EQUITY
          INCOME STATEMENT
          INCOME STATEMENT
          BALANCE SHEET
      Item 2. Management's Discussion and Analysis of Financial ...
      FINANCIAL STATEMENTS
        INCOME STATEMENT
        INCOME STATEMENT
        INCOME STATEMENT
        CASH FLOW
      Item 3. Quantitative and Qualitative Disclosures About ...
      Item 4. Controls and Procedures
    PART II. OTHER INFORMATION
      Item 1A. Risk Factors
      Item 6. Exhibits
    SIGNATURES
    INDEX TO EXHIBITS
  EXHIBIT 12
    RATIO COMPUTATION
  EXHIBIT 31.1
    CERTIFICATION
  EXHIBIT 31.2
    CERTIFICATION
  EXHIBIT 32.1
    CERTIFICATION PURSUANT TO
  EXHIBIT 32.2
    CERTIFICATION PURSUANT TO
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