Company:  HORIZON TECHNOLOGY FINANC ... (HRZN)
Form Type:  10-Q
Filing Date:  8/6/2013 
CIK:  0001487428 
Address:  312 FARMINGTON AVENUE 
City, State, Zip:  FARMINGTON, Connecticut 06032 
Telephone:  860-676-8654 
Fiscal Year:  12/31 
Last Trade
Last Trade: 
$14.04  
Change: 
0.40 (2.93%)  
Trade Time: 
04:00 PM EST  
Market Cap: 
$135.16M
Description of Business
We are a specialty finance company that lends to and invests in development-stage companies in the technology, life science, healthcare information and services and cleantech industries, which we refer to collectively as our �Target Industries.� Our investment objective is to generate current income from the loans we make and capital appreciation from the warrants we receive when making such loans. We make secured loans, which we refer to as �Venture Loans,� to companies backed by established venture capital and private equity firms in our Target Industries, which we refer to as �Venture Lending.� We also selectively lend to publicly traded companies in our Target Industries.
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  FORM 10-Q
    PART I: FINANCIAL INFORMATION
      Item 1. Consolidated Financial Statements
        INCOME STATEMENT
        CASH FLOW
        Notes to Consolidated Financial Statements
      Item 2. Management's Discussion and Analysis of Financial ...
      Item 3. Quantitative And Qualitative Disclosures About ...
      Item 4. Controls and Procedures
    PART II
      Item 1: Legal Proceedings.
      Item 1A: Risk Factors.
      Item 2: Unregistered Sales of Equity Securities and Use of ...
      Item 3: Defaults Upon Senior Securities.
      Item 4: Mine Safety Disclosures.
      Item 5: Other Information.
      Item 6: Exhibits.
    EXHIBIT INDEX
    SIGNATURES
  EXHIBIT 4.1
  EXHIBIT 10.1
  EXHIBIT 10.2
  EXHIBIT 10.3
  EXHIBIT 10.4
  EXHIBIT 31.1
    CERTIFICATION PURSUANT TO EXCHANGE ACT
  EXHIBIT 31.2
    CERTIFICATION PURSUANT TO EXCHANGE ACT
  EXHIBIT 32.1
    CERTIFICATION OF CHIEF EXECUTIVE OFFICER
  EXHIBIT 32.2
    CERTIFICATION OF CHIEF FINANCIAL OFFICER
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