Company:  CAPITAL SOUTHWEST CORP (CSWC)
Form Type:  497
Filing Date:  9/14/2018 
CIK:  0000017313 
Address:  5400 LYNDON B. JOHNSON FREEWAY
SUITE 1300
 
City, State, Zip:  DALLAS, Texas 75240 
Telephone:  (214) 238-5700 
Fiscal Year:  03/31 
Last Trade
Last Trade: 
$19.10  
Change: 
-0.01 (-0.05%)  
Trade Time: 
12:17 PM EST  
Market Cap: 
$312.16M
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© 2018  
Description of Business
Capital Southwest Corporation, which we refer to as "we," "our," "us," "CSWC," or the "Company" is an internally managed closed-end, non-diversified management investment company that has elected to be regulated as a business development company, or BDC, under the Investment Company Act of 1940, as amended, or the 1940 Act. We specialize in providing customized financing to middle market companies in a broad range of industry segments located primarily in the United States. Our common stock currently trades on The Nasdaq Global Select Market under the ticker symbol "CSWC." We were organized as a Texas corporation on April 19, 1961. Until September 1969, we operated as a small business investment company, or SBIC, licensed under the Small Business Investment Act of 1958. At that time, we transferred to our wholly-owned subsidiary, Capital Southwest Venture Corporation, or CSVC, certain assets including our SBIC license.
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  FORM 497
    Risk Factors
    SUPPLEMENTARY RISK FACTORS
    AVAILABLE INFORMATION
    Risk Factors
      PORTFOLIO OF INVESTMENTS
      PORTFOLIO OF INVESTMENTS
    FEES AND EXPENSES
      SHAREHOLDER FEES
    RISK FACTORS
      BENEFICIAL OWNERS
    RISKS RELATED TO OUR INVESTMENTS
      FINANCIAL HIGHLIGHTS TABLE
      PORTFOLIO OF INVESTMENTS
      FINANCIAL HIGHLIGHTS TABLE
    MANAGEMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND
      PORTFOLIO OF INVESTMENTS
      OPERATING EXPENSES
    Salaries, General and Administrative Expenses
      OPERATING EXPENSES
    Salaries, General and Administrative Expenses
      OPERATING EXPENSES
    Salaries, General and Administrative Expenses
    Investment Criteria and Objectives
    Determination of Net Asset Value and Portfolio Valuation Process
      PORTFOLIO OF INVESTMENTS
      PORTFOLIO OF INVESTMENTS
      PORTFOLIO OF INVESTMENTS
      PORTFOLIO OF INVESTMENTS
      PORTFOLIO OF INVESTMENTS
      PORTFOLIO OF INVESTMENTS
    MANAGEMENT
    Board of Directors and Executive Officers
      NAME AND TITLE
      NAME AND TITLE
    Non-Director Executive Officers
    Guidelines on Governance and Codes of Ethics
    1940 Act Restrictions on Company Performance Based Compensation
      COMPENSATION TABLE
      NAME AND TITLE
    CONTROL PERSONS AND PRINCIPAL STOCKHOLDERS
      BENEFICIAL OWNERS
      TRUSTEE OWNERSHIP
    DETERMINATION OF NET ASSET VALUE
    SALES OF COMMON STOCK BELOW NET ASSET VALUE
      BENEFICIAL OWNERS
    Code of Ethics
    AVAILABLE INFORMATION
      ASSETS AND LIABILITIES
      STATEMENT OF OPERATIONS
      STATEMENT OF CHANGES IN NET ASSETS
      CASH FLOW
      PORTFOLIO OF INVESTMENTS
      PORTFOLIO OF INVESTMENTS
      PORTFOLIO OF INVESTMENTS
      PORTFOLIO OF INVESTMENTS
      PORTFOLIO OF INVESTMENTS
      PORTFOLIO OF INVESTMENTS
      PORTFOLIO OF INVESTMENTS
      PORTFOLIO OF INVESTMENTS
      PORTFOLIO OF INVESTMENTS
      Notes to Consolidated Financial Statements
      PORTFOLIO OF INVESTMENTS
      PORTFOLIO OF INVESTMENTS
      PORTFOLIO OF INVESTMENTS
      PORTFOLIO OF INVESTMENTS
      OPERATING EXPENSES
      FINANCIAL HIGHLIGHTS TABLE
      OPERATING EXPENSES
      PORTFOLIO OF INVESTMENTS
      PORTFOLIO OF INVESTMENTS
      PORTFOLIO OF INVESTMENTS
      PORTFOLIO OF INVESTMENTS
      PORTFOLIO OF INVESTMENTS
      BALANCE SHEET
      STATEMENT OF OPERATIONS
      PORTFOLIO OF INVESTMENTS
      PORTFOLIO OF INVESTMENTS
      Report of Independent Registered Public Accounting Firm
      Report of Independent Registered Public Accounting Firm
      Report of Independent Registered Public Accounting Firm
      ASSETS AND LIABILITIES
      STATEMENT OF OPERATIONS
      STATEMENT OF CHANGES IN NET ASSETS
      CASH FLOW
      PORTFOLIO OF INVESTMENTS
      PORTFOLIO OF INVESTMENTS
      PORTFOLIO OF INVESTMENTS
      PORTFOLIO OF INVESTMENTS
      PORTFOLIO OF INVESTMENTS
      PORTFOLIO OF INVESTMENTS
      ASSETS AND LIABILITIES
      ASSETS AND LIABILITIES
      FINANCIAL HIGHLIGHTS TABLE
      PORTFOLIO OF INVESTMENTS
      PORTFOLIO OF INVESTMENTS
      PORTFOLIO OF INVESTMENTS
      PORTFOLIO OF INVESTMENTS
      PORTFOLIO OF INVESTMENTS
      PORTFOLIO OF INVESTMENTS
      BALANCE SHEET
      INCOME STATEMENT
      PORTFOLIO OF INVESTMENTS
      STOCKHOLDERS EQUITY
      Independent Auditor's Report
    Management's Responsibility for the Financial Statements
      ASSETS AND LIABILITIES
      PORTFOLIO OF INVESTMENTS
      PORTFOLIO OF INVESTMENTS
      PORTFOLIO OF INVESTMENTS
      PORTFOLIO OF INVESTMENTS
      STATEMENT OF OPERATIONS
      STOCKHOLDERS EQUITY
      CASH FLOW
    EXPENSES
      ASSETS AND LIABILITIES
    9. FINANCIAL HIGHLIGHTS
      FINANCIAL HIGHLIGHTS TABLE
      FINANCIAL HIGHLIGHTS TABLE
      REPORT OF INDEPENDENT AUDITORS
    Management's Responsibility for the Financial Statements
      BALANCE SHEET
      STATEMENT OF OPERATIONS
      STOCKHOLDERS EQUITY
      CASH FLOW
      OPERATING EXPENSES
      Independent Auditor's Report
    Management's Responsibility for the Financial Statements
      BALANCE SHEET
      STATEMENT OF OPERATIONS
      STOCKHOLDERS EQUITY
      CASH FLOW
    Prepaid Expenses